Regulatory Disclosures

Investor Service

At Rockstud Capital, we are committed to strict adherence to various regulations and governance practice that is characterized by independence, transparency, and is focused on the primacy of client interests. We want to make sure that you get only the best of service from us, service which you, our valued investor, deserve. Our Investor Service and redressal mechanism is specified below:


Investor can seek clarification for their queries or raise a complaint by writing to us at client.service@rockstudcap.com.


In case the investor is not satisfied with the resolution it can escalate their queries or complain by writing to us at complianceofficer@rockstudcap.com.


A letter may also be written with their query/complaint and posted at the below mentioned address:


Rockstud Capital LLP
1916, 19th Floor, One Lodha Place, Senapati Bapat Marg,
Lower Parel (W), Mumbai 400013.

Rockstud Capital shall endeavour to redress the investors queries or grievance within 21 days as required by SEBI.

In case an Investor is still not satisfied with the response, grievance can be lodged with SEBI at https://scores.gov.in/scores/Welcome.html or one may also write to any of the offices of SEBI or contact SEBI Office on Toll Free Helpline at 1800 266 7575/ 1800 22 7575. The complaint shall be lodged on SCORES within one year from the date of cause of action, where,

• The complainant has approached Rockstud, for redressal of the complaint and, it has rejected the complaint or,
• The complainant has not received any communication from Rockstud or,
• The complainant is not satisfied with the reply received or the redressal action taken by Rockstud.

SEBI has launched a new web based centralized grievance system called SCORES i.e., SEBI Complaints Redressal System, for online filing, forwarding and tracking of resolution of investor complaints. Accordingly, without prejudice to anything stated above, the investor can also register its grievance/complaint through SCORES (SEBI Complaints Redress System), post which SEBI may forward the complaint to the Portfolio Manager and the Portfolio Manager will suitably address the same. SCORES is available at https://www.scores.gov.in/scores/Welcome.html


Alternatively, investors may access SCORES mobile app from below link as well:

The Investors may also initiate dispute resolution through SMARTODR at any stage of the escalations mentioned herein above.


Investors have an option to be on-boarded directly for the portfolio management services or alternative investment services without intermediation of persons engaged in distribution services as required by SEBI Regulations.

For more details about direct on-boarding option, you may write to us at client.service@rockstudcap.com.

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